Budget Resolution Procedural Provisions

The table below surveys all budget resolutions for points of order and other procedures established by the respective resolutions. Most of the items below apply to specific fiscal years or have a sunset; however, items in bold with green highlighting apply beyond the budget year of the resolution and remain in

Abbreviations:  BOTH = House and Senate. CHIMPs = Changes in Mandatory Programs. OCO/GWOT = Overseas Contingency Operations/Global War on Terrorism. ESPC = Energy Savings Performance Contracts. HTF = Highway Trust Fund. CVF = Crime Victims Fund. FED = Federal Reserve Surpluses. CR = Credit Provisions. MCR = Macroeconomic Effects. EFF = Effect of Changes to Allocations or Aggregates.

UNLESS OTHERWISE INDICATED, ALL NUMBERS REFER TO SECTIONS IN RESOLUTIONS OR BILLS.

* Asterisk indicates Senate point of order with a supermajority (60-vote waiver) requirement.

Fiscal
Year and
Congress
Budget Resolution
or
[DM] Deeming Resolutions
Advance
Appropri-ations
[i]

PAYGO
Discre-tionary
Spending
Caps
Adjustments
Allowances
Reserve Funds
[ii]
CHIMPs
/
Direct Spending

Deficits /
Debt
Defense
/
OCO/
GWOT

Recon-ciliation
Social Security
(13301)
[iii] /
Off-Budget
Emergency/
Disaster
Spending
Adjust-ments for
Concepts/
Definitions
Senate Super-majority
Waiver
[iv]
Other Budget Resolution Points of Order and Rules
FY 2023
117th
DM HRes.1151
DM HR 6833
HR 6833
201

Scorecard
[The Budget Control Act Discre-tionary Spending Limits expired at the end of FY 2021] H.Res. 1151 H.Res.1151
§(1)(k)
H.Res.1151
(1)(e)(f)(g)
H.Res. §1151(1)(c)
FY 2022
117th
S.Con.Res. 14 §4002*
(Senate)
§
4003

(House)
§4004
§4005
§4009

§4010
§4013Title III
(31 res. funds)
§§2001-2002 §4012*
§1201
§1202
§4001
(definition & exemption of emergency provisions in House & Senate)
§4008

 

House: §4014/baseline
Senate: §4015/scoring

Both: §4006/allocations, §4007Eff
FY 2021
117th
S.Con.Res. 5 §4006
(House)
Title III
(20 res. funds)
§§2001-2002 §4002*
§1201

§1202
§4004
(Both)
§4007*
(repeals unfunded mandates supermaj.)
Both: §4001/enforcement w/o conf report;
§4003/Eff
§4005/baseline adj
FY 2020
116th
DM H.Res. 293

DM H.R. 3877-
§§201and 204

[BBA-19]
H.Res.293§2

HR 3877, §§203, 206
HR.3877
§102
,
scorecard
 §502
scorecard
H.R.3877-
§101
H.Res. 293
§(1)(f)-(g
)
H.R.3877-
BBA-19 §207
*
(cap on CHIMPs

in FY’21)
HR.3877
§301

(debt limit)
HRes. 293
§(1)(e)
H.R.3877-
§207
*
(Senate)
FY 2019
115th
DM HR 1892,
§§30103-04

[BBA-18]
HR 1892
§30102

scorecard
HR 1892,
§30101
HR 1892,
§3010
1
HR 1892,
§3030
1
FY 2018
115th
H.Con.Res.71 §4101*
(Senate)
§5104
(House)
§4106*
(Senate PAYGOpt. of order)[v]
§4108
(Senate)

§5205
(House)

§5301
(House)
§4109
(Senate)
§4110
(Senate)
§4205(Senate)Title III
and
§§5401-04
(35 res. funds)
§4102*
(Senate cap on CHIMPs

in FYs 2018-20)
§4103*
(Senate CHIMP CVF)

§5103
(House cap on CHIMPs

in FYs 2018-20)
§5101
(4-10s
pt. of order: direct spending in House)

§
5105
(House scoring of debt service costs)
§4104*
(Senate)
§5102
(House)
§§2001-2002
(both)
§4105*
(Senate)

§5113
(House)
§1201
(Senate)
§1202
(Senate)
§4202*
(Senate)§5201
(House)
§4109
(Senate)
§4112*
(Senate)
repealed FY22493F[vi]
§4204
(Senate)

§5203
(House)
House: §5106/CR
§5107/MCR,
§5108/Budget Control
§5109/ESPC, §5110/HTF, §5111/FED, §5112/GSEs,
§5202/EFF
§5204/Baseline
§5206/Enforce

Senate: §4107/MCR,§4111 Repeal
§4113/Filing,
§4201/GovPerf
§4203/Eff
FY 2017
115th
S.Con.Res.3[vii]

 

3001-02
(2 res. funds)
§§1201, 1202, 4002 Both: §4003/Eff
FY 2016
114th
S.Con.Res. 11

 

§3202*
(Senate)
§3304
(House)
§3107
(scoring and highways)
§3208
(adj for wildfire)§3303
(House adj. between direct and discr. sp.)

Title IV
(132 res. funds)
§3103*
(cap on CHIMPs
in FYs 2016-19) §3104*
(CHIMP: CVF in FY’16)
§3101(b)*
(4-10s

pt. of order: deficits in Senate; House pt. of order expired end of ‘17)
§3102* §2001
§2002
(recon bill vetoed)
§3204
§
3206*
(Senate)
§1201
(Senate)
§1202
(Senate)
§3301
(House)

§3402*
(both)
§3208
(adj for wildfire)
§3404 §3201*
(extended thru FY’25)
§3203*
applied to
Unfunded
Mandates
House: §3302/HTF, §3305/ESPC
Senate:
§3205*/No Score, §3207/ESPCs,

Both: §3105/CR, §3106/coinage, §3110/CR, 3401/ waste, §3403/EFF
495F[viii]
FY 2015
113th
DM HJRes 59
§§113, 115, 116

[BBA-13]
§117
scorecard
§101
FY 2014
113th
DM HJRes.59
§§111
, 113, 114
[BBA-13]
DM
H.Res. 243 (incorporating by reference H.Con.Res. 25)
112*
(Senate)
§117
scorecard
§101 HJRes 59
§114
(58 res. funds)
HConRes 25
Title III
(84 res.funds)
==
FY 2013
112th
DM S.365,§106 [BCA 2011]
DM H.Res.643
DM H.Res.614
S.365,
§106
(c)

scorecard
FY 2012
112th
DM S.365,§106 [BCA]
DM
H.Res.287
S.365,
§106(c)

scorecard
FY 2011
111th
DM H.Res. 1493

[no Sen DM]

H.Res.1493(d)
(1 res. fund)
FY 2010
111th
S.Con.Res. 13
as modified by
H.Res. 1493
(sec (a)(1)(A)
§402*
(Senate)
§
424
(House)
§301, §403
scorecard
§421

(House)
§401*
(Senate)
§401*
§
421
§422Title III
(34 reserve

funds)
§404(a)*
(Senate pt. of order sunset in FY’18)
§423
(House)
§201
(Senate)
§202

(House)
§102
§103
§412
(Senate)
§403*
(Senate)
§
426
(House)
§414
(Senate)

§428
(House)
  House: §425/waste
§427/EFF
Senate: §405*/Hwy, Trust Fund (expired ’18)
§411/waste, §413/EFF
FY 2009
110th
S.Con.Res. 70 302
(House)
313*
(Senate)
§515
(sense of Congress on stat. PAYGO)
§312*
(Senate)
§301
§312*

Title II
(37 res. funds)
§314*
(Senate pt.of order against CHIMPs)
§311*
(4-10s)
§315*
expired
§402 §102
§103
§322
§324 Both: §321/waste, §323/Eff
FY 2008
110th
S.Con.Res. 21 §206*
(Senate)
§201*500F[xi]
(Senate pt. of order)
§207*
§
208
§207*

Title III
(23 reserve funds)

§209*[xii]
(Senate pt.of order against CHIMPs)
§203*
(4-10s)
expired
§402 §202*
§601
(House)
§602

(Senate)
§102
§210
§204* §212 §205*
(thru FY 2017)
Both: §211/Eff
FY 2007
109th
DM H.Res.818:
(HConRes 376)


DM HR 4939 §7035
HConRes376/§401
(House)
H.R.4939, §7035 n/a HConRes376/ §402
(House)
§201
(House)
HConRes376
§406

(House)
HConRes
376
§§501, 502, 503, 504, 505

(House)
HConRes
376/
§405

(House)
FY 2006
109th
H.Con.Res. 95 §401(a)
(House)

§401(b)
(Senate)
§404
(Senate)
§301/HTF

Title III

(10 reserve funds)

n/a §407*
(4-10s)
expired
§402 §201
(House)
§202

(Senate)
§102
§408
§402 §406 §403*
(extends thru FY 2010 and applied to mandates)
House: §410/leg.br

Both: §405/Eff

FY 2005
108th
DM H.R.4613, §14007
DM H.Res. 649
(House)
H.R.4613, §14007
(Senate)
n/a H.R.4613, §8114 H.R.4613, §§ 9015 and 14008

 

FY 2004
108th
H.Con.Res. 95

 

§501(a)
(House)
§501(b)
(Senate)
§505*
(Senate pt. of order)
§504*
(Senate

pt. of order)
§§401-406
(6 reserve funds)
n/a §201
(both)
§202
*
(
Senate)
§102
§506
§502

 

§508 503*
(extends thru FY 2008)
Both: §301/waste, §411/HTF,
§507/Eff
FY 2003
107th
DM H.Res. 428
DM HConRes 353
[no Senate DM]
§301
(House)

n/a §302 House:
§221/retirement

§231/Eff
CBO: §303
FY 2002
107th
H.Con.Res. 83 §201
(House)§202
(Senate)
§203* §§211-218
(8 reserve funds)
n/a §218
(House)
§103
(Senate)
§104

(House)
§204 House:
Senate:
Both:
§221/Eff
FY 2001

106th

H.Con.Res. 290 §203(b)
(House)
§204(b)*
(Senate)
§§211-213
scorecard
206*
(caps)

207*
(firewall)
§§211-222
(11 reserve funds)
n/a §202
(House lockbox)
§103
§104
, §204(h)
(recon bill vetoed)
§201
Lockbox
§
231
§205
(Senate)
§203(a)
(no directed scoring in House)
Both:
§232/FED,

§233/no taxes for spending
FY 2000
106th
H.Con.Res. 68 §207*
(Senate pt. of order)
§§202-05 and §§210-212
(7 reserve funds)
n/a §206 §104
(Senate)
§105

(House)
(recon bill vetoed)
§102
§201
Stmts. on Soc. Sec:

§§301, 321, 324, 332
§206*
§335
Both: §208/Eff
FY 1999
105th
DM H.Res.477
DM S.Res.312
DM S.Res.209
n/a
FY 1998
105th
H.Con.Res. 84 §104(c)
(scoring)
§315(a)
(scoring)
§201*
(Senate)
§207, §207A
§208, §209, §210
(5 transp. res. funds)

§202/IMF,
§203/Housing
§204/enviro,
§205/land
§206/int’l
n/a §104
(Senate)
§105

(House)
§102 §322 Both:
§211/asset sales

§212/reversals
FY 1997
104th
H.Con.Res. 178

 

§301*
(Senate)
§304, §305
(2 res. funds)
§307 (CR allowance)
n/a §201
(House)
§202

(Senate)
§103 §422 Both:
§302/asset sales
§303/student loans
FY 1996
104th
H.Con.Res. 67 §202*
(Senate pt. of order)
§201*
(Senate)
§203, §204
(2 res. funds)
§209/repeal IRS allowance
n/a §105
§205 §210

(recon bill vetoed)
§103 §201
(Senate)
§314

(House)
§201 §208*
(extends thru FY 2002)
Both:
§206/asset sales
§207/CR-student loans
FY 1995
103rd
H.Con.Res. 218 §23*
(Senate pt. of order)
§24* §25
(IRS initiative)

§26
(health reform)

§27
(7 res. funds)
n/a §3
§22
(Senate)
Both:
§21/asset sales
FY 1994
103rd
H.Con.Res. 64 §12*
(Senate pt. of order)
§12*  §9
(Senate reserve fund)
n/a §7
(instr.)
§10
(firewall in Senate)
§12* §12* Both:
§8/asset sales
FY 1993
102d
H.Con.Res. 287 §9
(5 Senate reserve funds)
n/a §14 /BBA

§
19/
BA::OT
§5
§12
(firewall)
House:
§11/pts. of order
Senate:
§10/pts. of order
Both:
§8/asset sales
FY 1992
102d
H.Con.Res. 121 §9
(4 res. funds)
n/a 8 Both: §7/asset sales
FY 1991
101st
H.Con.Res. 310 §2
(MDAs)
§6
(1 res. fund)
n/a §4

 

Both: §5/asset sales
FY 1990
101st
H.Con.Res. 106 n/a §2
(
MDAs)
§7 and §8
(2 res. funds)
n/a §5 and §9

 

Both: §6/asset sales
FY 1989
100th
H.Con.Res. 268 n/a §2
(
MDAs)
§5 and §6
(2 res. funds)
n/a 9 Both: §4/asset sales
FY 1988
100th
H.Con.Res. 93 n/a §2
(
MDAs)
§9
(2 res. funds)
n/a §4
(recon on debt limit)
§5 §4, §6, §10
House: §13/302(a)
Both:
§7/asset sales§8/Credit
FY 1987
99th
S.Con.Res. 120 n/a §3 and §4
(2 contingency funds)
n/a §6/
Deflator
§5
(report)
§6
§2

 

§12
(COLAs)
House: §13/302(a)
Both:
§7/Cr. Ref.
FY 1986
99th
S.Con.Res. 32 n/a n/a n/a §2

 

n/a House:
§3/autom. 2d BR

Senate: §5/weekly CBO reports
Both: §4/tax ref.
FY 1985
98th
H.Con.Res. 280 n/a n/a n/a n/a Both: §3/savings
§3/autom. 2d BR
§5/302(b) filing
FY 1984
98th
H.Con.Res. 91 n/a n/a §2
(10 res. funds[xiii])
n/a §3

 

n/a Both: §4/deferred enrollment
§5/autom. 2d BR
§6/Fed
§8/CR;
§9/FFB
FY 1983
97th
S.Con.Res. 92 n/a n/a n/a §2

 

§6
(off-budget)
n/a Both: §3/CR
§4/deferred enrollment
§7/autom. 2d BR
§8/ 302(b)s
§9/ pt. of order re: new credit auth.
FY 1982
2nd
97th
S.Con.Res. 50 n/a n/a n/a n/a
FY 1982
1st
97th
H.Con.Res. 115 n/a n/a n/a 301[xiv]

 

n/a Both:
§203/credit budget
FY 1981
2nd
96th
H.Con.Res.448 n/a n/a n/a §7
(complete recon.)
n/a Both:
§5/credit budget

§8/inflation
FY 1981
1st
96th
H.Con.Res. 307 n/a n/a n/a §3 and §7

 

n/a Both: §§8-9/ deferred enroll.
§10/credit budget
§§11-12/inflation
§13/rescissions
FY 1980
2nd
96th
S.Con.Res. 53 n/a n/a n/a §6(b)
(off-budget)
n/a Both: §3/no 3rd BR
FY 1980
1st
96th
H.Con.Res. 107 n/a n/a n/a §4(a)
(
off-budget)
n/a House: §4(b)/savings
FY 1979
2nd 95th
H.Con.Res. 683 n/a n/a n/a n/a
FY 1979
1st
95th
S.Con.Res. 80
(first page)

S.Con.Res. 80
n/a n/a n/a n/a
FY 1978
2nd
95th
H.Con.Res. 341 n/a n/a n/a n/a
FY 1978
1st
95th
S.Con.Res. 19 n/a n/a n/a n/a
FY 1977
3rd
95th
S.Con.Res. 10 n/a n/a n/a n/a
FY 1977
2nd
94th
S.Con.Res. 139 n/a n/a n/a n/a
FY 1977
1st
94th
S.Con.Res. 109
(incl. transition quarter)
n/a n/a n/a n/a
FY 1976
2nd
94th
H.Con.Res. 466 n/a n/a n/a n/a
FY 1976[xv]
1st
94th
H.Con.Res. 218 n/a n/a n/a n/a

[i] Points of order in the Senate against advance appropriations are in the form of a motion to strike; waivers and appeals require a supermajority vote.

[ii] This column includes provisions that permit spending limits, functional allocations, aggregate spending levels & committee allocations to be adjusted to accommodate specified legislation. For example, adjustment authority may effectively exempt from spending limits certain types of programs by adjusting the caps upwards for those programs. Reserve funds (sometimes called contingency funds) typically permit spending aggregates and committee allocations to be adjusted to accommodate specified legislation, provided it meets certain conditions (typically that it contains offsets, making it deficit-neutral). Allowances typically allow budget authority to be distributed among budget functions if a contingency is met.

[iii] Refers to section 13301 of the 1990 BEA addressing the off-budget status of Social Security.

[iv] The Senate supermajority (three-fifths) requirement for certain budget waivers (and related appeals) was first established in 1985 by §271(b) of the Balanced Budget and Emergency Deficit Control Act of 1985, as amended by §210 of the 1987 Reaffirmation Act, and was applied to additional points of order on a temporary basis by §10119 of the Balanced Budget Act of 1997, 2 USC 621 note with several extensions via budget resolution in fiscal years 1996, 2004, 2008, and 2016. The temporary requirements are currently scheduled to expire at the end of FY 2025.

[v] Replaced §201 of S.Con.Res. 21(110th).

[vi] Section 4112 of H. Con. Res. 71 (115th Congress), the concurrent resolution on the budget for fiscal year 2018, was repealed by section 4001 of S.Con.Res. 14 (117th Congress).

[vii] HR 1314, §102 [BBA-15] operated until adoption of S.Con.Res. 3.

[viii] Sections 3108, 3109, 3111, and 3112 of this budget resolution pertain to the Congressional Budget Office:.

[ix] Points of order in the Senate against advance appropriations are in the form of a motion to strike.

[x] The Senate supermajority (three-fifths) requirement for certain budget waivers (and related appeals) was first established in 1985 by §271(b) of the Balanced Budget and Emergency Deficit Control Act of 1985, as amended by §210 of the 1987 Reaffirmation Act, and was applied to additional points of order on a temporary basis by §10119 of the Balanced Budget Act of 1997, 2 USC 621 note with several extensions via budget resolution in fiscal years 1996, 2004, 2008, and 2016. The temporary requirements are currently scheduled to expire at the end of FY 2025.

[xi] Per Senate Budget Committee, this point of order is no longer in effect; see: https://www.budget.senate.gov/imo/media/doc/Budget_Points_of_Order_October_2021.pdf.

[xii] This is the first budget resolution reference to “changes in mandatory programs.”

[xiii] The Statement of Managers (S.Rept. 98-155) established a procedure whereby a reserve is set aside for 10 identified programs to be effective upon the enactment of authorizing legislation.

[xiv] During the early years operating under the 1974 Budget Act, reconciliation instructions also were sent to the Appropriations Committees. See, for example, the FY 1982 budget resolution (H.Con.Res. 115, section 302(a)).

[xv] FY 1976 began July 1, 1975; and was followed by a transition quarter (7/1/76 – 9/30/76), with FY 1977 beginning October 1, 1976.